Changes to the holdings of some campaigns - previous years

Pfizer (PFE)

Affected campaigns

December 2015, February 2016, April 2016, June 2016, August 2016, October 2016, December 2016, February 2017, December 2019, February 2020, April 2020, June 2020

Basket of securities

Healthcare, Global Diversified

Impact

On November 17, 2020, PFE was spun off into 2 separate entities, Pfizer (PFE) and Upjohn Inc (UPJ). To ensure the nature of the basket of securities you invested in remains as unchanged as possible, the portion of assets allocated to UPJ was reinvested in PFE. These proportions are similar to those established for the spin-off of UPJ.

NTT Docomo Inc (NTT)

Affected campaigns

December 2018, February 2019, April 2019, June 2019, August 2019, October 2019

Affected campaigns

Global Diversified

Impact

November 20, 2020: A tender offer has been made for NTT Docomo Inc (NTT) by Nippon Telegraph and Telephone Corp (NIP). To ensure the nature of the basket of securities you invested in remains as unchanged as possible, the NTT component was replaced by NIP. The performance on NTT from inception to November 20, 2020 will be applied to NIP.

Siemens AG (SIE)

Affected campaigns

October 2013, December 2013, February 2014, April 2014, June 2014, August 2014, December 2018, February 2019, April 2019, June 2019, August 2019, October 2019

Basket of securities

Global Diversified

Impact

On September 28, 2020, SIE was spun off into two separate entities, Siemens (SIE) and Siemens Energy (ENR). To ensure the nature of the basket of securities you invested in remains as unchanged as possible, the SIE component will be replaced with the following combination: one (1) share of SIE and 1/2 of a share of ENR. These proportions are similar to those established for the spin-off of SIE.

Agrium Inc.
Potash Corporation of Saskatchewan

Affected campaigns

October 2014, December 2014, February 2015, April 2015, June 2015, August 2015, October 2015, December 2015, February 2016, April 2016, June 2016, August 2016, October 2016, December 2016, February 2017

Basket of securities

Global Diversified

Impact

On January 2, 2018, Canadian companies Agrium Inc. (AGU CT) and Potash Corporation of Saskatchewan (POT CT) closed their planned merger to form Nutrien Ltd. (NTR CT).

he only basket of securities affected is Global Diversified. The Agrium Inc. (AGU CT) and Potash Corporation of Saskatchewan (POT CT) holdings will be replaced by Nutrien Ltd. (NTR CT) holdings as of January 2, 2018.

• For AGU CT, the adjustment factor applied to the starting price is 0.44843 (1/2.23)
• For POT CT, the adjustment factor applied to the starting price is 2.5 (1/0.4)

McGraw-Hill Financial Inc.

Affected campaigns

June 2016

Baskets of securities

Global Diversified

Impacts

On April 28, 2016, MHFI changed its name to S&P Global Inc. The ticker has been changed to SPGI.

GDZ Suez

Affected campaigns

October 2015

Baskets of securities

Global Diversified

Impacts

On July 31, 2015, GDZ Suez changed name to become Engie. The ticker GDZ FP was replaced by ENGI FP.

Kraft Foods

Affected campaigns

January 2010, October 2012, October 2014, December 2014, February 2015, April 2015

Baskets of securities

Consumer Staples

Global Diversified

Impacts

On July 6, 2015, Kraft Foods (KRFT) merged with Heinz Co (HNZ) to create The Kraft Heinz Co (KHC). To ensure that your investment remains as unchanged as possible, KRFT security will be replaced with KHC security. KRFT security’s return will be considered between the initial index date and July 6, 2015. The extraordinary dividend related to the merger will be reinvested in KHC.

Reed Elsevier NV

Affected campaigns

October 2014, December 2014, February 2015, April 2015, June 2015

Baskets of securities

Global Diversified

Impacts

On June 26, 2015, Reed Elsevier NV changed name to become Relx NV. The ticker (REN NA) remains unchanged.

BHP Billiton

Affected campaigns

April 2013, June 2013, August 2013

Baskets of securities

Global Diversified

Impacts

BHP Billiton completes spin off on May 18, 2015.

At the time of the spin off, the holders of one BHP Billiton share received one BHP Billiton share plus one South 32 (S32) share.

This restructuring will have the following impacts on the Global Diversified basket of securities of our campaigns:

April 2013, June 2013 and August 2013 campaigns

In order to preserve the nature of the basket of securities, the portion of assets allocated to S32 was reinvested in BHP Billiton shares at market closing on May 18.

Reckitt Benckiser Group PLC

Affected campaigns

April 2014, June 2014, August 2014, October 2014, December 2014

Baskets of securities

Consumer Staples

Impacts

On December 23, 2014, Reckitt Benckiser completed the spin-off of its, resulting in the creation of two separate entities: Reckitt Benckiser and Indivior PLC. The demerger has had the following impacts on the Consumer Staples basket of securities for our campaigns:

December 2014 and earlier campaigns

So as not to alter the nature of the basket of securities, each Reckitt Benckiser share has been replaced by the following combination: one Reckitt Benckiser share and one Indivior PLC share. The change is effective December 23, 2014, and will remain in effect until the end of the investment term.

Kimberley Clark Corporation

Affected campaigns

March 2009, January 2010, October 2012, December 2012, February 2013, April 2013, August 2013, October 2013, December 2013, February 2014, April 2014, June 2014, August 2014, October 2014

Baskets of securities

Consumer Staples

Global Diversified

Impacts

Kimberley-Clark Corp. completes spin off on October 31, 2014.

At the time of the spin off, the holders of one Kimberley-Clark Corp. share received one Kimberley-Clark Corp. share plus one-eighth (1/8) of a Halyard Health share.

This restructuring has had the following impacts on the Consumer Staples and Global Diversified baskets of securities of our campaigns:

October 2014 and earlier campaigns

In order to preserve the nature of the baskets of securities, one-eighth (1/8) of the Halyard Health security has been reinvested in the Kimberley-Clark Corp. security based on the October 31, 2014 closing price.

Automatic Data Processing, Inc.

Affected campaigns

October 2014

Baskets of securities

Global Diversified

Impacts

Automatic Data Processing Inc. spins off into 2 separate companies

On October 1, 2014, Automatic Data Processing Inc. spun off into 2 separate companies: Automatic Data Processing Inc. and CDK Group Inc.

Here’s how the restructuring has affected our campaigns’ Global Diversified basket of securities:

October 2014 campaign

To preserve the nature of the basket of securities as much as possible, the Automatic Data Processing Inc. security has been replaced by the following combination: one (1) Automatic Data Processing Inc. security, plus one third (1/3) of the CDK Group Inc. security. These proportions are comparable to those determined at the time of the Automatic Data Processing Inc. spin-off.

H.J. Heinz Company

Affected campaigns

March 2009, January 2010, October 2012, December 2012, February 2013, April 2013

Baskets of securities

Consumer Staples

Impacts

As of February 22, 2013, H.J. Heinz Company’s stock has been replaced with Kellogg Company’s stock.

This change has had the following effects on our Consumer Staples basket of securities campaigns:

April 2013 campaign

H.J. Heinz Company’s stock has been replaced by Kellogg Company’s stock. Total performance will be based on the performance of 10 securities, each of which is weighted at 10%.

Previous campaigns

The following campaigns are affected by this change: March 11, 2009, January 13, 2010, October 10, 2012, December 5, 2012 and February 13, 2013.

To calculate performance upon maturity of the Consumer Staples basket, the performance of H. J. Heinz Company will be used from the initial date until February 21, 2013 inclusive, and the performance of Kellogg Company will be used from February 22, 2013 until maturity.

Abbott Laboratories

Affected campaigns

July 2012, October 2012, December 2012, February 2013

Baskets of securities

Healthcare

Impacts

Abbott Laboratories spun off into two companies on January 2, 2013: Abbott Laboratories and AbbVie Inc..

The restructuring had the following impact on our campaigns' baskets of Healthcare securities:

Campaign of February 13, 2013

Abbott Laboratories has been replaced as follows: Abbott Laboratories (50%) and AbbVie Inc. (50%). The total return will therefore be based on the returns of 11 securities. The weight of each return will be 10%, except for Abbott Laboratories, which will be 5%, and AbbVie Inc., which will be 5%.

Campaigns of July 11, 2012, October 10, 2012 and December 5, 2012

Abbott Laboratories continues to represent 10% of the total weight of the Healthcare basket. After the spin-off, however, the value of the Abbott Laboratories security was replaced by the value of the AbbVie Inc. security plus the Abbott Laboratories security. This security's return at maturity will be calculated as follows:

Return of Abbott Laboratories = [ (1 x Abbott Laboratories maturity + 1 x AbbVie Inc. maturity) / Abbott Laboratories issue ] - 1

Kraft Foods Group Inc.

Affected campaigns

March 2009, January 2010, October 2012, December 2012

Baskets of securities

Consumer Staples

Impacts

Kraft Foods spun off into two companies on October 2, 2012: Kraft Foods Group and Mondelez International.

Since the restructuring, one share of Kraft Foods is equal to one share of Mondelez International plus a 1/3 share of Kraft Foods Group. The restructuring had the following impact on our campaigns' baskets of Consumer Staples securities:

Campaign of December 5, 2012

Kraft Foods has been replaced by General Mills, the parent company behind such well-known brands as Betty Crocker, Cheerios, Häagen-Dazs, Liberté, Lucky Charms, Old El Paso, Pillsbury, Wheaties and Yoplait.

Campaign of October 10, 2012

Kraft Foods has been replaced as follows: Mondelez (65%) and Kraft Foods Group (35%). The total return will therefore be based on the returns of 11 securities. The weight of each return will be 10%, except for Mondelez, which will be 6.5%, and Kraft Foods Group, which will be 3.5%.

Campaigns of March 11, 2009 and January 13, 2010

Kraft Foods continues to represent 10% of the total weight of the Consumer Staples basket. After the spin-off, however, the value of the Kraft Foods security was replaced by the value of the Mondelez security plus 1/3 of the Kraft Foods Group security. This security's return will be calculated as follows:

Return of Kraft Foods = [ (1 x Mondelez + 1/3 x Kraft Foods Group) / Kraft Foods ] - 1